of the definitions specified in the Notification of the Securities and Exchange Commission relating to filing and exemption from filing of registration statement for securities offering; (3) A manager
associate company as an agent, the securities company shall inform its clients of such relationship as well. The definitions of the terms “ parent company ,” “ subsidiary company ” and “ associate company
inform its clients of such relationship as well. The definitions of the terms “parent company,” “subsidiary company” and “associate company” in Paragraph 2 shall be the same as the definitions of such
>Definitions in the Report of Representative Office 1. “Securities Business” means any of the following securities
aware that only the original Thai text has legal force and that this English translation is strictly for reference. 2 Division 2 Definitions _________________________ Clause 4 In this Notification
following personal data: 1.1 Definitions and examples of data collected by the SEC Office Personal data: Data of a personal nature, for example, identification number/passport number, title, name, surname