the report from Asia Plus Securities Plc., the SEC probed into the case and found that {A} had been authorized by her client to make derivatives trading decisions on the client' behalf. The client was
companies, to buy securities and then transfer them to the aforesaid friend's account.In addition, {A} instructed an investment consultant colleague in charge of a client's securities trading account to make
make securities trading decisions on behalf of the clients on a continual basis, for a high volume of trading transactions. In addition, the communications records indicated that she had taken trading
companies. Those companies? performances can be compared at ease and thus allows the users to make investment decisions more efficiently. ?Bond Supermart? centralizes information of liquid corporate bonds in
(Translation) Form 247-3 (SorChor. 6/2546) Announcement of Intention to Make a Tender Offer 1. Submission date: 16 February 2018 2. Name(s) of the person(s) announcing the intention to make the
conversions seemed to set investment framework for {E} to make trading decision and then inform the client afterward. This could be considered as misconduct for obtaining authorization to make derivatives
to manage SUTG by themselves again after they found out that the RDF projects was delay and have lose some projects to other companies which do not use innovation channel. It might make more risk in
obligations thereunder. Unless a party is able to offset its position before the settlement date, the seller of futures is obliged to make and the buyer is obliged to take delivery of the underlying asset of
verify and make informed investment decisions. The SEC has participated in these global efforts online every year since 2017. This year marks a special milestone with the introduction of onsite
shareholders not having sufficient material information to make informed voting decisions on the relevant agenda items. Accordingly, pursuant to Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992