agents, have contacted and solicited the public as well as disseminated related investment documents and information through various channels including website www.famarkets.com and www.ngm-trading.com
agents. Without obtaining derivatives license from or being registered with the SEC, they advertised through various media channels including Facebook and solicited investing public to invest in gold in
public as gold futures trading agents. They also advertised and solicited the investing public to open gold futures trading account and conduct trading transactions through the following websites
Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds (Codefied) 14/09/2010 01/10/2010 Notification of
) Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 9/2549 Re. Report Preparation and Submission of Licensed Derivatives Brokers dated 31 March 2006; (8) Notification of the Office
marketing campaign for boosting the total usage and temporally supporting expense to Company’s master agents in COVID-19 situation. Profits 1) Gross profit in 3Q2020 was Bt148.11mn, increasing 23.3% QoQ, as a
. Tor Thor. 80/2552 Re: Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers dated 3 August 2009, the SEC Office hereby issues the following regulations: Clause 1 In this