Bangkok, February 27, 2014 ? The SEC is seeking public comment on draft capital market personnel rules aiming at compiling and standardizing the rules and guidelines concerning all types of capital
regulatory burdens of the securities issuers. Furthermore, the SEC will also propose business operation guidelines regarding corporate social responsibility and protection for corruption to promote
Bangkok, April 29, 2016 ? The SEC is seeking public comments on draft rules concerning guidelines for post-offering disclosure of information to be imposed specifically on property funds
proposal also cover trust related transactions.Meanwhile, minimum capital requirement, reporting requirement and guidelines for the asset management companies being unable to maintain adequate capital are
) Standards / Principles / Guidelines ASEAN https://www.sec.or.th/TH/Pages/LAWANDREGULATIONS/RESOURCECENTER-GREENBOND.aspx Thai Resource Center - Laws & Regulations (unofficial) - Electrical Grids
criminals. The SEC and the TDO have jointly developed guidelines for monitoring and investigating suspicious accounts. In today’s meeting, apart from enhancing industry standards to tackle digital asset mule
and investment in crowdfunding securities. The proposed amendments align with both domestically and internationally supervisory guidelines for similar business operators. Therefore, the SEC is
Business Operators (No. 17), dated 4 April 2025: (https://publish.sec.or.th/nrs/10678p_r.pdf) 3. Notification of Guidelines No. Nor Por. 3/2568 Re: Guidelines for Sales and Service Provision related to
the relevant rules and then will propose to the SEC Board for consideration and approval. The SEC and the SET also discussed possible review of the guidelines for the securities firm, as issued by
business. This also includes requirements related to information security audits and the qualifications of the auditor who must be qualified and independent; (3) Revising the requirements and guidelines in