securities companies for a period of 12 months or 22 months each (as the case may be).  In this regard, three of the six offenders agreed to comply with the civil sanctions as imposed by the CSC, while the

case may be). In this regard, 10 of the offenders agreed to comply with the civil sanctions imposed by the CSC. However, Mr. Chanon Wangtal and Mr. Natpapat Keschaimongkol refused to do so. It is thus

investors and prescribing fees related to listed companies at a lower rate than those imposed on listed companies on mai and SET.  The trading rules for SMEs and startups are different from those for listed

the SEC Board and by virtue of Section 267 of the SEA, has imposed an asset attachment order for a period of 180 days against the first group of offenders, i.e., the 10 entities above, because their

the guidelines provided by the Ministry of Digital Economy and Society as well. “We all understand the current situation and acknowledge the limitations imposed on listed companies. All related

: Rules on Personnel in the Capital Market Business, as amended. (Executives are subject to penalties twice as higher than those imposed on investment consultants).

to perform duties responsibly with professional due care in violation of the Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the administrative sanction whereby her

Director, Deputy Chief Executive Officer - General Administration and Company Secretary, (3) {C}, and (4) {D}. The complaint was imposed on the ground of their collaboration in committing malpractice that

performance of duties with responsibility and deliberation as a professional*. SEC has therefore imposed a suspension of approval on {A} as investment consultant for Complex Products Type 2** and as

guidelines issued thereunder. This allows SEC to supervise the operation of ICO portal related to IT systems more efficiently and in accordance with the oversight standards imposed on other types of