securities company or derivatives broker for damage or loss incurred to client?s money and the business operator will be required to calculate value of instruments or securities in which client?s money are
clients' assets. In case of {A}, the SEC received a complaint filed by a client of KGI Securities (Thailand) Plc. which indicated that {A} had made unauthorized trading decision causing damage to the
authorizations for a long time for a high volume of securities and derivatives trading, which caused a great amount of damage to the client. In addition, she misinformed the client with regard to the amount of
prevent damage to investors and their confidence in the capital market.
damage to IFEC. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.307 311 313 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed with an
damage to IFEC. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.307 311 315 and Section 86 of the Penal Code Criminal Complaint Filed with an Inquiry
and caused damage to IFEC. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.307 311 315 and Section 86 of the Penal Code Criminal Complaint Filed with an