give support by proving various forms of training so that the listed companies can apply CG Code in a more practical way and suitable to their organizational contexts
companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian
they offer for sale only low-risk money market funds.The consultation paper can be found at www.sec.or.th/hearing . Stakeholders and interested parties are welcome to give comments and suggestions via
SEC website: www.sec.or.th/hearing. Stakeholders and interested parties are welcome to give comments and suggestions via the SEC website or email: songyod@sec.or.th or nuchanat@sec.or.th. The public
services to the parent company, subsidiaries or affiliates, as the case may be. The amendment would give investors an access to more information about directors and executives of listed companies, which
allowed to develop its own suitability test and may attach it with securities subscription form to give client adequate time for appraisal of risk appetite. In case of existing client who has done the
the Act, the SEC has the power to give the informer a bounty in the amount up to 30% of the fine, paid by the wrongdoer to the court for commissioning the offences of market manipulation, cornering
Bangkok, February 19, 2013 ? The SEC has reiterated securities companies to instruct investment consultants to give securities trading advice based primarily on fundamental factors of securities