to further develop the capital market, find solutions to the problems so as to improve efficiency, and put in place investor protection mechanisms for investors’ confidence,” said Mr. Thawatchai

other related channels, filing complaints with the inquiry officers, and informing the SEC for further publicity.The SEC would like to urge the public to exercise caution when being solicited to make

reference to analysis report.In the case of {A}, a client filed a complaint against her and the SEC's further investigation revealed that she had made decisions to purchase securities without the client's

Exchange Act B.E. 2535 (1992) (SEA). The findings previously led to the sanctions imposed on ING Funds, Maris and Burim. In this connection, the SEC further probed into the case and found that from January 5

offenders with the ECD Police for further legal proceedings. Anyone who may have been affected by their unlicensed securities business operation can give additional information for the benefit of the ECD

Multimedia Group Public Company Limited (NMG) shares to achieve the mutual goal of business takeover.  The SEC?s further investigation after a tip-off has revealed that NEWS, POLAR and Siwasit jointly acquired

of Thailand (SET)?s referral, the SEC?s further investigation has revealed that Paweena, then president and chairman of the executive board of UMI, together with Punnaporn, Warunya and Trairath agreed

launch of this project is another milestone for knowledge sharing in our market which in turn will bring new ideas and discussions that will be beneficial for business and the further development of the

Criminal Court sentenced the accused to pay a total fine of Baht 337,000 and a further fine of Baht 200 each day starting from the next day of prosecution date until the company so complies. Since the

further fine of 200 Baht each day during which the contravention continued (174 days), totaling a fine of 54,800 Baht. (2) For a count of failure to submit the annual registration statement for the year