Anunrojwong, (13) Miss Kittika Wisarootanart and (14) Mr. Thana Seentanaphatr. The investigation also revealed that these offenders had business connection or personal relationship, either directly or through
investment company or trust certificates of unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any
________________________________________________________________________ ________________________________________________________________________ 7) Is the foreign ETF currently traded on any exchange that is a member of World Federation of Exchanges (“WFE”)? Yes No If
ETF currently traded on any exchange that is a member of World Federation of Exchanges (“WFE”)? Yes No If “Yes”, please provide the following details: The list of exchanges that foreign ETF is traded on
ArtLion, including NYK do not have any other connected transaction with in the past 6 months. In order to comply with the Connected Transaction Notifications, the Company has a duty to prepare a report and
an approval of the offer for sale of newly issued sukuk and filing of relevant evidentiary documentation or any report under Chapter 1; (2) qualifications of Shariah advisor under Chapter 2; (3
of the repayment, the Tender Offeror intends to, either or both, refinance, issue debentures, and/or increase the share capital. Under the Facility Agreement, the Tender Offeror is obliged to use any
enable the Agency to bring more legal actions, either criminal or civil, against offenders. Whereas the informants or witnesses, who provide information or evidence to SEC official, will receive
trading accounts regularly, as prepared by the responsible securities companies, and not to fall for promises of guaranteed returns because investment in the capital market could either yield profits or