“selling agent” means a securities company holding a securities underwriting license whereby selling of units is permitted; (17) “registered capital” means the amount of money which a management company
(1) or (2), excluding any provident fund. (16/1)3 “ selling agent ” means a securities company holding a securities underwriting license whereby selling of units is permitted; (17) “ registered capital
authorized to consider disposing such assets by other means to any persons as it may deem appropriate in the best interests of the Company, and subject to compliance with the applicable laws, rules and
Shareholders and the Company agreed to have the Existing Shareholders restructure the group by disposing, transferring selling, or conducting any acts in order for KPN Academy to no longer be a shareholder in
Society Co., Ltd (“Other Subsidiaries”). However, the Existing Shareholders and the Company agreed to have the Existing Shareholders restructure the group by disposing, transferring selling, or conducting
Microsoft Word - hearing _selling agent & LBDU_ 04122552.doc เอกสารรับฟงความคิดเห็น เร่ือง การแกไขหลักเกณฑการตั้งตวัแทน ขายหรือรับซื้อคืนหนวยลงทุน (selling agent) สํานักงานคณะกรรมการกํากับหลัก
Type of securities : Common share | Effective Date : 10/06/2023 | Close Selling Date : 16/08/2023
Selling of Securities in Foreign Country by Securities Company Without Having Possession
Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company
Selling of Newly Issued Debt Securities and Derivative Warrants of Securities Issuer (codified)