other interested person as specified in the notification of the SEC; (4) purchase and sell futures and options on securities whether in its own name or for customers unless the SEC issues a notification
who may have conflicts of interest,” “major shareholder” and “controlling person” according to the first paragraph (2) shall, mutatis mutandis, have the same meaning as defined in the Notification of
, have the same meaning as defined in the Notification of the Securities and Exchange Commission governing definition in the notifications relating to issuance and offering of securities issued by virtue
Establishment and Management of Thailand Future Fund, as the case may be. 5 Clause 8 Documents or evidence filed with the SEC Office as specified under this Notification, whether before or after approval, shall
business,” “infrastructure business,” “greenfield project,” and “major investor” shall have the same meanings as defined in the Notification of the Capital Market Supervisory Board regarding Rules
to approve the aforementioned annual bonuses to the directors. The total amount will not exceed the specified limit as stated in the Company’s regulations. For the year 2017, the Board of Directors see
insufficiently allocated at a specified level; (3) establishment of policies and measures on information security under Clause 8 and Clause 9. Clause 6 An intermediary shall have in place information technology
defined under the Notification of the Securities and Exchange Commission concerning Determination of Definitions in Notifications on Issuance and Offer for Sale of Securities. Clause 5 This Notification