a regulatory agency under Paragraph 1(2), but the regulatory agency is not located in a country whose supervisory measures are recognized by the SEC Office, the intermediary shall demonstrate the
a drop in sales to Vietnam whereas the others continued to demonstrate an adherent growth thanks to the extensive distribution coverage and wider consumer base. Additionally, the Company still put an
securities company may complies with other guideline, if the securities company demonstrate to the Office that such other guideline is capable of efficiently preventing risk in information technology of the
complies with other guideline, if the securities company demonstrate to the Office that such other guideline is capable of efficiently preventing risk in information technology of the securities company with
hypothesis used as reference, demonstrate that such hypothesis is reasonable and identify any risk that may affect the estimated returns or the operating results. Information related to an estimate of returns
shall not be applied to any specific event falling within 1. to 6. which obtains an exemption from the Office, provided that the company is able to demonstrate that there are sufficient measures to ensure
) being able to demonstrate that such person is acknowledgeable and capable person in valuing the asset for widely used appraisal. In this regard, such person must have signed appraisal report as the
can demonstrate that it has adopted a mechanism which ensures that the management of the company shall be for the best interest of the business and its shareholders as a whole; (b) having benefits