assets, redeeming the mutual fund units without client consent in the following manner, causing damage to the client, who had completely compensated, in the amount totaling 1,027,000 baht: 1
take precaution to ensure that only the SEC approved investment consultants are allowed to give advice to the investors. Their compliance with the relevant rules must also be completely fulfilled; for
performed his duties completely was failure to perform duties with honesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended
material information that may affect the rights and interests of shareholders or investors’ investment decision making. However, ACC has not yet accurately and completely disclosed such information, which
used in the construction of world class theme park. The management of Carnival Magic initially started with overall design and main structure of the project. Currently, the main structural design is
the SEC Office in accordance with the form and procedure provided on the electronic system of the SEC Office. Clause 5 In case the SEC Office deliberated that an applicant has correctly and completely
or lack of information should be informed of the essence. It’s also certified the summary of Financial Statement and Financial Information in the Information Memorandum that are shown completely and
coordinating with the 6 foreign custodians in order for the foreign custodians to perform their delegated duties properly and completely. (3) the applicant’s personnel shall be prepared to be in charge of any
previous year (YoY), and operating profit of THB 3,325 mn, an increase of 4.7% YoY, largely due to better overall business performance. Net profit stood at THB 2,847 mn, an increase of 0.9% YoY, mainly