Filing Application for Approval of Extension of Personnel in Capital Market Business in Special Circumstances 03/11/2011 16/11/2011 9. Notification of the Office of the Securities and Exchange Commission
factors Both domestic and international circumstances that have spread the disease of Covid 19 Therefore resulting in reduced revenue recognition.Which can be divided according to the project as follows
crucial to ensuring operational efficiency and tangible outcomes. The SEC must operate with agility to swiftly respond to evolving circumstances. This agility is essential for upholding good governance
for investigation. Given such circumstances and the fact that criminal procedure takes a long time, it has been difficult to bring a market misconduct offender to justice.?The approved amendments
communicative value to the users of the report by providing a more informative and tailored reporting specific to clients? circumstances. This is in contrast with the present reporting approach consisting of
operating in various jurisdictions. However, to take into account the different market, legal, and regulatory circumstances in which CRAs operate, and the varying size and business models of CRAs, the manner
of any of the following circumstances, the SEC Office may grant a waiver on certain rules under this Notification in deliberating an application or may not apply certain conditions under this
regarding communication with and providing services to clients on a case-by-case or temporary basis. In this regard, the SEC Office may also impose conditions on the intermediary obtaining such waiver. Clause