incurred by the SEC), a suspension of trading in securities or entering into derivatives contracts for a period of 14 or 30 months (as the case may be) and a bar from serving as directors or executives in
for the company in Hong Kong SAR, who provides services of gold futures contracts trading. The company has managed to have marketing officers to call and solicit investors to invest and sent out the
contracts on the Derivatives Exchange for 3 years from 15 December 2020; and a bar from serving as a director or executive in a securities issuing company or a securities company for 5 years from 15 December
manager position of another audit group. Mr. Warot and Ms. Jeeranan jointly purchased securities and entered into derivatives contracts whose underlyings were the securities price of such companies while
swap contracts with this financial institution to swap a 3-month THBFIX floating rate plus 1.05 percent per annum to averaged fixed rate at 2.96 percent per annum for such long-term loan agreement. The
the loan repayment above. This loan bears interest at 3-month THBFIX plus 1.05 percent per annum. Accordingly, the Corporate Group also has interest rate swap contracts with this financial institution
project to a related company. In December 2018, the Company has entered into agreements to manage 4 additional hotels including dusitD2 Ao Nang, Krabi (Thailand), dusitD2 Yarkay Thimphu (Bhutan), dusitD2
regulations under Chapter 2; (2) engagement in agreements with clients prior to providing services shall comply with the regulations under Chapter 3; (3) provisions of investment analysis and providing
the total investment over the period of 6 months to be 282 million baht, and by using the NTA criteria, it is 83.69% of the total asset. 1. The date of investment - The signing of contracts are