brokerage; (8) derivatives advisory providing investment planning to clients or using software programs in providing services to clients; (9) derivatives manager; In the case that an intermediary under the
year, based on the original interest rate of each bond series, during the extended maturity period.The SEC requires that the bondholder representative analyze the benefits and shortcomings as well as the
Reference is made to the event where the bonds of Destination Resorts Co., Ltd. experienced a default, and the bondholders' representative called for the DR212A and DR20DA bonds to be due immediately
concerning Rules on Offering for Sale of Units of Foreign Collective Investment Schemes ; “ intermediary ” means: (1) a securities company licensed to undertake the securities business in the category of
Offering for Sale of Units of Foreign Collective Investment Schemes; “intermediary” means: (1) a securities company licensed to undertake the securities business in the category of securities brokerage
Capital Adequacy of Some Specific Intermediaries (No. 2 ) dated 20 February 2017. Clause 2 In this Notification: “ intermediary ” means an intermediar y engaging in the business of investment advisory
, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party dated 1 October 2018; “intermediary” means a securities company or derivatives intermediary, excluding venture
Representative in Thailand, delivered opening remarks, welcoming 44 representatives from 26 listed companies. The training aimed to promote the integration of ESG and SDGs into the operations of listed
Gilt Edge International (Group) LTd. 1. Gilt Edge International (Group) LTd. – Thailand representative office, represented by Mrs. Karen Elizabeth Entwistle, the representative office solicited the