listed companies for those people. In addition, amendment to the governing rules will add possession of accounting knowledge and passing of minimum training courses to the qualifications of financial
securities companies? efficiency where quality of personnel in securities business either investment consultants or back office staff, will be strengthened. For investment consultants, training on wealth
redemptions of investment units; “Management company” means any securities company licensed to undertake securities business in the category of mutual fund management; “Training institute” means Thailand
the category of mutual fund management; “Training institute” means Thailand Securities Institute and other training institutes accepted by the Office; “Executive” means any director, manager and
mai. This manipulation involved continuous trading activities both before the morning trading session and during intraday trading. Examples include placing large-volume buy and/or sell orders across
expanded investment scope. The SEC also held a session on 14 August 2024 to clarify these amendments for AMCs and relevant business operators. Under the new criteria, Thailand ESG Fund can invest in a
of sustainability-themed bonds. In addition, the SEC arranged the focus group session aiming to gather feedback from business operators and stakeholders on 28 March 2023. Most of the respondents
. Furthermore, the SEC hosted a panel discussion titled, "Capital Market Datathon Showcase," moderated by Dr. Cherdsak Kingkan, Assistant Director of Data Management and Analytics Department. The session featured
publish investment knowledge via SEC’s online channels. The main activity, a virtual seminar on “Young Investor Day”, will be held on 6 November 2021, which includes an experience-sharing session by