performance of duties with responsibility and deliberation as a professional*. SEC has therefore imposed a suspension of approval on {A} as investment consultant for Complex Products Type 2** and as
own opinion without reference to any research paper from a reliable source.Both investment consultants have failed to perform duties with responsibility and deliberation as a professional in violation
insight between top executives of listed companies and the SEC. The Forum focused on corporate responsibility to society and environment along with corporate governance and anti-corruption. Featuring in the
e-service Online Submission Investment Advisory >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 4/2557 (Synopsis
/2017 01/03/2017 2. Notification of the Securities and Exchange Commission 22/2544 (Synopsis) 14/03/2001 01/10/2001 3. Notification of the Securities and Exchange Commission 9/2541 16/02/1998 28
/Yor. 47/2546 Determination of Fees for the Operation of Licensed Businesses (codified as of 04/08/2004) (Synopsis) 30/12/2003 01/01/2004 Contact The Securities and Exchange Commission, Thailand 333
(Synopsis) 20/11/1998 4. Circular 3/2543 27/09/2000 27/09/2000 5. Circular 37/2545 24/12/2002 6. Circular 20/2541 06/07/1998 7. Circular 15/2538 23/08/1995 8. Circular 15/2537 19/08
e-service Online Submission Derivatives Advisors >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 4/2557 (Synopsis
Derivatives Advisory Services (Synopsis) 23/01/2004 06/01/2004 3. Circular 3/2553 01/02/2010 01/02/2010 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon