, conditions and procedures as specified in the notification of the SEC upon the recommendation of the Bank of Thailand.
Section 116 Securities and Exchange Act B.E. 2535 Section 116. In operating the business of securities underwriting, a securities company shall comply with the rules, conditions and procedures as
Section 115 Securities and Exchange Act B.E. 2535 Section 115. In operating the business of investment advisory service, a securities company shall comply with the rules, conditions and procedures as
, conditions and procedures as specified in the notification of the Capital Market Supervisory Board. SEC Act S.35 Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 1/2024 Dated 30/01
investment fraud, unlicensed companies, and other suspicious activities reported by member countries. The goal is to display and warn the public about these flagged entities, thereby enhancing the efficiency
, after receiving report on suspicious activities. The SEC?s investigation and evidence found at the site indicated that during August 2009 ? February 2010, both companies had presented themselves on a
and derivatives businesses. Vasant Thienhom, SEC Deputy Secretary-General, said that ?Following suspicious report, the SEC probed into the case and found that Yuttana held himself out as money manager
: https://market.sec.or.th/public/idisc/th/InvestorAlert. To report any information regarding suspicious activities, please contact the SEC Complaint Center via Hotline 1207 or the SEC Official Facebook