process to achieve that goal. SEC has proposed to hire a researcher to conduct a study on the legislations relating to audit firms and auditors supervision in foreign country which will be taken into

The management of two agencies discussed on enhancing cooperation between SEC Thailand and the SECC for capital markets development and supervision. This included encouraging listed companies from

must be under appropriate supervision.SEC is revising the regulations regarding supervision of outsourced companies, no matter how many outsourced companies are involved in an operation, for them to

SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For

Techamuanvivit, Director of the Investment Management Supervision Department4. Ms. Chutima Leelajindamai, Director of the Legal Department – Corporate Finance5. Mr. Songyod Bunjoungmanee, Director of the

of acquisition or disposal of assets for the listed companies, to notice to the SET is a must. Circulate letters shall be sending to the shareholders to acknowledge within 21 days counting upon the

, 2019, the Company received ordinary shares 33.33, resulting in the combined transaction size of 21.38 percent, responsible for sending circulars to shareholders within 21 days from the date of

forwarding such transfers to other offenders for trading the BM shares during such time periods above, causing the general public to misunderstand the securities prices or trading volumes, and sending trading

campaigns, was also concentrated in the accounts of those private fund clients. On the first trading day of TIGER shares on the mai (24 October 2018), Wichu began sending trading orders of TIGER shares, using

will be useful for investor contact and client in case there are disputes over trading orders sending. Taping the conversation between investor contact and client is a requirement that in line with