combination of the following activities: (1) Attending training courses or seminars organized either by securities companies or training institutes accepted by the Office; (2) Being a speaker, lecturer, full
securities companies? efficiency where quality of personnel in securities business either investment consultants or back office staff, will be strengthened. For investment consultants, training on wealth
capital ” means liquid assets deducted by total liabilities ; “ liquid asset ” mean the total sum of the following assets: (1) cash and bank deposit; (2) securities purchased under reverse repurchase
liquid assets deducted by total liabilities; “liquid asset” mean the total sum of the following assets: (1) cash and bank deposit; (2) securities purchased under reverse repurchase agreement with accrued
redemptions of investment units; “Management company” means any securities company licensed to undertake securities business in the category of mutual fund management; “Training institute” means Thailand
the category of mutual fund management; “Training institute” means Thailand Securities Institute and other training institutes accepted by the Office; “Executive” means any director, manager and
financial institutions for the 1st quarter of Year 2017 and 2018 were in amounts of 1.50 million and 0.12 million respectively, decreasing by 92.0% . This decrease stemmed from receiving the lump sum amount
the Year 2017 and 2018 were in amounts of Baht 5.15 million and 1.92 million respectively,declined by 62.8%. This decrease stemmed from receiving the lump sum amount of capital increase from the Initial