Board No. Tor Jor. 31/2552 Re: Offering for Sale of Non-Voting Depository Receipts by Subsidiary of the Stock Exchange of Thailand, dated 3 August 2009: https://publish.sec.or.th/nrs/4769p_r.pdf (2
Following a referral from the Stock Exchange of Thailand (SET) in August 2016 and the SEC’s further investigation, it was found that Mrs. Vally Sungsiri and Miss Sunisa Chutinaton conspired together
Currently, a significant volume of securities trading on the Stock Exchange of Thailand (SET) involves foreign investors, with most orders executed through foreign securities companies to Thai
:(1) Every five percent report will apply only to securities issued by company listed on the Stock Exchange of Thailand (SET);(2) Submission of a copy of report to the SET will no longer be required as
(filings), and post-offering duties are more lenient compared to the requirements for public offering of shares and be listed on the Stock Exchange of Thailand (SET) and the Market for Alternative Investment
April 2020,” added Ms. Ruenvadee. On 10 March 2020, the Cabinet approved tax exemption on SSF investment for the general public on the condition that such SSF invests in listed securities on the Stock
According to the referral from the Stock Exchange of Thailand (SET) in October 2023 and the SEC’s further investigation, it was found that Patcharadanai had placed trading orders in manipulative
instructed Kanchana, an ex-ZMICO Senior Vice President, to acquire 172,400 shares of such listed company at 5.30-8.50 baht per share, on the Stock Exchange of Thailand through securities trading account of
Compliance, Inspections, and Examinations (OCIE) to share their experience with more than 200 capital market personnel from the SEC, the Stock Exchange of Thailand and securities companies on programmatic and