public hearing during 28 October – 27 November 2019 whereby most participants agreed with the SEC’s guidelines. In laying out the single form for capital market transactions, SEC also consulted relevant
in favor of the SEC guidelines – and also covers clearer revision of mutual fund schemes. For further details of the public hearing, please visit https://www.sec.or.th/TH/Pages/PB_Detail.aspx
first meeting on 6 November 2019 to consider the Master Blueprint and guidelines for driving forward implementation plans. “The Master Blueprint contains the overview of how the Thai capital market can
securities investment and futures contracts. The meeting had also deliberated on the matter of “Master Blueprint” and the guidelines to drive forward concrete results.Moreover, the Digital Infrastructure
investment. SEC Secretary-General Ruenvadee Suwanmongkol said: “All participating agencies shared their views and experiences at our brainstorming meeting today. We plan to lay out more efficient guidelines
regard, SEC has reviewed regulations on the operation of investment management business as prescribed in two notifications by applying the guidelines of the Regulatory Guillotine scheme to ensure
necessary to put in place an effective handling procedure. Each organization should establish a clear procedure and cyber threat handling guidelines. We hope this drill will be a beginning for capital market
guidelines focus on four key areas, namely PF management, work systems, investment management and complaint handling. The objective is to facilitate flexibility and adjustment in line with the diverse nature
Limited Companies Act B.E.2535 (1992) to call an extraordinary general meeting in order to elect new directors. The SEC and other competent authorities have issued guidelines to set out the procedures
SRI Funds, the information on types, special features and documents of the funds will be displayed; and (3) regulations, standards, manuals, guidelines, or articles related to ESG financial products.In