: “intermediary” means securities company or derivatives intermediaries but shall not include the following intermediaries: (1) a securities company in the category of investment advisory; (2) a securities company

CIS operator ที่จะมาเสนอขายหน่วยลงทุนต่างประเทศในไทยได้โดยตรง โดยไม่จำเป็นต้องกำกับดูแลผ่านตัวแทนขายในไทย (local intermediary) ทั้งนี้ สำนักงานได้ดำเนินการยกร่างประกาศที่เกี่ยวข้องจำนวน 11 ฉบับ (+ Form

offered in Thailand This form shall be signed either by a CIS Operator or an appointed intermediary of the CIS Operator and shall be submitted to the SEC Thailand within 45 days after the last day of each

personnel in the capital market. The event was held on 28 June 2024 in Bangkok.   Mrs. Charuphan Intararoong, SEC Assistant Secretary-General, Intermediary and Market Supervision Division, delivered the

, utilize Open Data for user benefits, integrate ESG aspects into intermediary businesses for analysis and investor recommendations, and support responsible business operations. Additionally, coordination

up from previous year 5.00%. Income from medical treatments in the separate financial statement went up 7.83% due to the increased in the number of out- patients to 1.61% and the increased in the

20% To : President of the Stock Exchange of Thailand Attachment : Consolidated of Financial Statements & Separate Financial Statements for Year Ended 2018 Far East Fame Line DDB Public Company Limited

same period last year or 924.87% other income from the collection from receivables 61.89 million baht. Separate financial statements Revenues 1. Revenues from Sales 6.35 Million Baht increase 2.48

Bangkok, 4 January 2018 ? The Criminal Fining Committee has imposed separate fines on four offenders for publicly offering debentures without approval.The four offenders are: (1) Marnfah Group Co

clients that should not be disclosed and has become known by an intermediary through its operation of securities business or derivatives business; “investment” means an acquisition, disposal or holding of