to report the conflict of interest caused by his holding of JASH16 Futures contracts to the Board before the voting sessions at both Board meetings.{A}'s failure to perform duties with loyalty was an
issued under Section 58 (1), which is liable to the offenses under Section 274 and Section 281/10 in conjunction with Section 58 (1) of the SEA, and the case where EARTH disclosed misleading statements
. TorKhor. 4/2551 Re: Rules for Undertaking Derivatives Business for Registered Derivatives Advisors _____________ By virtue of Section 18 of the Derivatives Act B.E. 2546 (2003) as amended by the Derivatives
of the provisions under Section 9 and Section 16 of the Derivatives Act B.E. 2546, the Securities and Exchange Commission hereby grants to which is registered as registration number at on (date/month
Section 9 and the third paragraph of Section 16 of the Derivatives Act B.E. 2546 (2003) which contain certain provisions relating to the restriction of rights and liberties of persons, which Section 29 in
time at the same or similar prices and/or volumes, and matched the BM share trading orders in large volumes on four business days on 2 February 2018 and 6, 12 and 13 March 2018. Their actions misled
undertaking of securities business without having obtained a license under Section 90 and subject to penalties under Section 289 of the Securities and Exchange act B.E. 2535 (1992), namely an imprisonment
report, the SEC probed into the case and found that the said companies and persons, without obtaining license under Section 90 of the Securities and Exchange Act B.E. 2535 (SEA), jointly operated