financial statement with FKRMM, NDR’s profit will implicitly increase because since the year 2014 to 2016, FKRMM has continued operating profit of 66.23, 61.12 and 54.58 million baht respectively (refer to
นท่ีเก่ียวขอ้งก่อนกองทนุรวม (front running) (6) หลกัปฏิบติัในกำรซ้ือขำยหลกัทรัพย/์ทรัพยสิ์นของบริษทัจดักำร ผูจ้ดักำรกองทนุรวม และพนกังำนท่ีเก่ียวขอ้งตรงขำ้มกบักองทุนรวม (against portfolio) (7) หลกัป
the process of running automated tools against defined IP addresses or IP ranges to identify known vulnerabilities in the CS environment. A report is generated and IT team will assess and manage system
(BLA) shares to be sold from the account of BKI in such a way as to take advantage of other persons by using negative material non-public information concerning BLA’s operating net loss of 880.59 million
other persons by using negative material non- public information concerning BLA’s operating net profit decrease in Q2/2014 of 168.79 million baht which significantly fell from the operating net profit of
Re: Guidelines Relating to Operating Systems of Fund Management Business
Re: Operating System Relating to the Undertaking of Fund Management Business
, effective from 9 November 2018; (3) In the case of {C}, she is prohibited from functioning as a branch manager responsible for capital market business, and the SEC also imposed a suspension
the part relating to his or her responsibility, incorrect and incomplete information and functioning of the computer system, failure to achieve information or utilise computer system consistently or in