such assets received from or processed for the member can be clearly identified without any doubt; (4) report the custody of said assets to the relevant member within reasonable time. The derivatives
Procedures for Establishment and Management of Funds dated 10 June 2004, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come
/2547 Re: Rules, Conditions and Procedures for Establishment and Management of Funds dated 10 June 2004, the Office of the Securities and Exchange Commission hereby issues the following regulations
high-risk or complex characteristics outside the offices of intermediaries shall comply with the regulations under Chapter 7. Clause 4 In cases where there is a necessary and reasonable ground, the SEC
ordinary shares. Par value of THB 100 Establishment August 19, 2011 Registered No. 0105554109666 Ref. WINNER 0009/20108 Page 6 of 10 Shareholder’s structure No. Ex-shareholders (At-Ze) Before acquisition
or reasonable, and not affecting the rights of the unitholders significantly. (5) provision that a revision to the commitment in any case shall be in writing with the binding signature of the
establishment of an association related to securities business to the SEC Office as per the Form specified by the SEC Office, together with the following evidentiary documentation: (1) the regulations of the