In June 2017, the SEC required EARTH to arrange a special audit on the transactions of the advanced payments for goods and the payment for the right to purchase goods. The EARTH's plan preparer later
probed into Wiroj case and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client
and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the
information to purchase Rayong Purifier Plc. (presently known as RPCG Plc.) (RPC) shares for their own benefits, as well as Piyanuch Janetumnugul as aider and abettor in the scheme. With the referral from the
Bangkok, October 28, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 1,887,659.33 baht on {A} and {B}, as principal, for using inside information to purchase {X1
Mr. Ekkamon Chuntori On 22 August 2012, Mr. Ekkamon Chuntorii assisted or facilitated for Mr. Surasak Chuntori in allowing him to use his trading account to purchase 75,000 Siam Global House Public
purchase or sell such shares which resulted in the purchase or sale of UMI shares not consistent with the normal market conditions. Failed to pay fines as ordered by the Settlement Committee, the SEC
Phuathavornskul, the Chief Operating Officer, Vice Chairman of the Board, and Director of CMO, acted dishonestly by conducting through the investment in the purchase of Momentum S Company Limited ("MTS"