written by such board of directors. In case of any material amendment, change or modification to such policy and plan, intermediaries shall comply with the requirement set out in the first paragraph (1) or
1/4 REF: SET-2018-021 December 12, 2018 Subject Report of the Resolutions of Board of Directors’ Meeting No. 5/2018 – Related Party Transaction To President The Stock Exchange of Thailand Filter
Collaboration for Combating Investment Scams Project, initiated by the Stock Exchange of Thailand (SET). The project aims to facilitate multilateral cooperation to fight against fraudulent activities through
1 Organizational Structure, Operating System and Operational Control Clause 2 In undertaking the derivatives business, a derivatives dealer shall set up organizational structure, operating systems and
Organizational Structure, Operating System and Operational Control Clause 2 In undertaking the derivatives business, a derivatives dealer shall set up organizational structure, operating systems and operational
additional margin during trading hours. If the Client does not provide the required margin within the time set out in the agreement or the regulation , the derivative agent is entitled to close out the
assets owned by issuers in the Thai public sectors or businesses established under Thai law, as summarized below: (1) Stocks listed on the Stock Exchange of Thailand (SET) and the Market for
both opportunities and challenges to business sectors and regulatory agencies in the Thai capital market. SEC has set five goals and priorities to address two types of current key issues, namely (1