, proposing recommendations, and distributing a checklist, in order for listed companies to improve their information disclosure.For an informed investment decision, investors need to analyze MD&A in the Form

industries.    The SEC is therefore proposing to amend the regulations on debt securities offering to support the issuance and offering of sustainability-themed bonds through crowdfunding and private

. Most of the respondents expressed agreement with the principle proposed.Therefore, SEC has drafted a notification requiring asset management companies and trust managers which make a projection of

สนับสนุนการเสนอขายกองทุนไทยในยุโรปภายใต้กรอบความร่วมมือ Alternative Investment Fund Managers Directive (AIFMD) ซึ่ง ก.ล.ต. ได้เข้าร่วมลงนามในบันทึกความเข้าใจ (MOU) กับองค์กรกำกับดูแลตลาดทุนของประเทศสมาชิก

Securities and Exchange Commission No. Sor Shor. 26/2558 Re: Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and Operating Standards

distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors

SEC Office. Work Areas Personal Data Contact Information Qualification data Financial Data Sensitive Data Verification Data 1. Executives, for example, directors/managers of securities companies, asset

proposing opinions on such matter [back to the SEC Office]. In this regard, if the committee wishes for the person under consideration to provide additional elucidation, the SEC Office shall arrange for

7,167 results Sort by: Relevance Date (Newest) Date (Oldest) SEC reminds digital asset fund managers and digital asset investment consultants to apply for respective licenses within deadline on 24

Asset Investment https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8823 SEC reminds digital asset fund managers and digital asset investment consultants to apply for respective licenses within