supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision

authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's

includes funds established in the form of a company, trust or any other forms, excluding property funds, infrastructure funds, and private equity funds established under foreign laws. ** Foreign CIS

Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 4)

Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 3)

Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 8)

Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 7)

Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 10)

Check list การเสนอขายหุ้นกู้ในวงจำกัด (Private Placement)

Check list การเสนอขายหุ้นกู้แปลงสภาพในวงจำกัด (Private Placement)