Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and the management team convened a meeting with Mr. Chanin Vongkusolkit, TLCA Chairman, and the board members to discuss collaboration in
service for share subscription, for example, would be allowed to use a suitable method for account opening if they could prove that adequate safeguards against impersonation risk have been in place under
Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions about the accountability of the
out guidelines and put in place a variety of tools such as risk monitoring and management as well as preventive measures such as investor education to help address these issues. There is also a forum
partnership between the SEC and the SET at the policy making level, after which the meetings for management and operating staff levels will be followed. The SEC and the SET are committed to working together
-2674-6488 Fax.0-2679-5996 26 DAOL INVESTMENT MANAGEMENT CO.,LTD. 87/2 CRC TOWER, ALL SEASONS PLACE 52ND FLOOR, WIRELESS ROAD, LUMPINI, PATHUMWAN, BONGKOK 10330 LUMPHINI, PATHUM WAN, Bangkok 10330 Tel.02
for digital assets can apply for official licenses at SEC from now on. The standardized work systems, good risk management and well-prepared personnel will be emphasized.SEC Secretary-General Rapee
discussions on opportunities and challenges of SMEs as well as regional growth opportunities of asset management business will be held on November 30.SEC Secretary-General Vorapol Socatiyanurak revealed that
Office ABERDEEN ASSET MANAGEMENT (THAILAND) LIMITED 179 BANGKOK CITY TOWER BUILDING,28TH FLOOR, SOUTH SATHORN ROAD, THUNG MAHA MEK, SATHON, Bangkok 10120 Tel. 0-2352-3333 Fax. 0-2352-3389 AIA COMPANY