misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed
consultant for 3 months, effective from June 26, 2015. The investment consultant cannot make trading decision on client's behalf regardless of the client's permission. If the client submits trading orders via
, regardless of the client's permission. In this regard, the aforesaid {B}'s actions are in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval
found that he had been authorized to trade securities on behalf of the client. He had also used his client's account to trade securities for the benefit of himself with one day permission and credit line
where they asked for fees or benefits in return. Sometimes, they tried to convince the public that their services were legal and needed no permission from the SEC. Therefore, the SEC urges everyone to be
enables everyone to reach their full potential,” said Asadej Kongsiri, President of the Stock Exchange of Thailand. “This, in turn, will drive diverse creativity, enhance decision-making capabilities
fundraisers and investors, while promoting the country's environmental, social, and governance (ESG) development. Additionally, the government will drive initiatives such as (1) green bond market development
experience as an agency that jointly develops Thailand Taxonomy, SEC Thailand deeply hopes to be able to participate and support to the fullest of our potential in setting out the direction and drive the
policy actors to support the priorities laid out in the Sustainable Finance Initiatives for Thailand roadmap • A series of practical workshops and reports for corporates and policy makers to drive
reduce PM2.5 pollution, and improving education and public health services. The BOI has continuously worked with partner agencies to design and drive measures that align with community and social