accessing or amending information; (d) non-public information protection system between the agent and its personnel; (e) supervisory system for making personnel to complete their functions in accordance with
personnel; (e) supervisory system for making personnel to complete their functions in accordance with the law on securities and exchange 4 , including regulations issued by virtue of such law in the part of
appoint competent officers to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette.
DAOL SECURITIES (THAILAND) PUBLIC COMPANY LIMITED Dao Securities (Thailand) Public Company Limited (“DAOLS”), in its capacity as the bondholders’ representative, failed to perform its duties with the
accordance with the approval rules, or has failed to meet the conditions after approval, or has failed to disclose a complete, accurate and sufficient material information for investors decision making, the
for Application for Offer for Sale of Newly Issued Securities and Application for Securitization Project on the date when a set of complete and accurate application together with the evidentiary
Subdistrict, Klongtoey District, Bangkok, 10110 Tel. 0 2204 2601 Fax. 0 2204 2616 annum starting from June 15, 2015 until the repayment is complete. However, , on January 26, 2018, the Company appealed against
of the application. If the examination on such knowledge has been passed for a period of time exceeding two years on the date of submission of the application, such applicant shall complete such
of time exceeding two years on the date of submission of the application, such applicant (Translation) - 3 - shall complete such knowledge training courses administered by an association or a training