) keeping such stored information according to the specific periods as prescribed by other particular notifications (if any). Chapter 4 Prevention and Management of Conflicts of Interest
information according to the specific periods as prescribed by other particular notifications (if any). Chapter 4 Prevention and Management of Conflicts of Interest _____________________________ Division 1
Act, B.E. 2535 (1992), and Section 139(5) of the Securities and Exchange Act, B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 2) B.E. 2542 (1999) which contains a particular
(1999) which contains a particular provision relating to the restriction of rights and liberties of the person, while Section 29 along with Section 35, Section 36, Section 45, Section 48 and Section 50 of
, divided by the total net asset value of the fund over the same accounting period; (7) opinion of the mutual fund management company on investments made for the mutual fund’s portfolio over a particular
transaction and such transaction should be fair to the client under that particular situation. (3) Proxy voting (4) The calculation of the asset value of the fund should be carried out in accordance with the
transaction with the best execution for the fund or being vital and beneficial to the fund at that particular time; (2) being an at arm’s length transaction; and (3) in cases where such transaction is cross