: (1) KYC/CDD: many clients entered into trading transactions significantly unsuitable for their financial position and investment knowledge. In addition, the company failed to take sufficient measures
inspection also indicated deficiencies of AEC?s core work systems in three areas as summarized below: (1) KYC/CDD: many clients entered into trading transactions significantly unsuitable for their
Polyethylene Naphthalate (PEN) polyester high value-added films for the specialty, industrial, packaging, automotive, advanced magnetic media, photo systems, electrical and electronics markets and many more
caused many factories in China to stop operations to improve their factories, including the furniture manufacturing plants, thus they stop to order the Rubber wood kiln dried sawn timber for their
many areas and debt amount remained in high level. Confident index of consumer continuously decreased. Therefore, it affected the expense atmosphere to be sluggish. Cost of goods sold was 138.13 million
guidelines for the Protective Measures Against the Spread of COVID-19 in many areas in the country caused to the postponement of film production and film right distribution which affected the revenue of the
records of the collective investment vehicle’s assets, be these in electronic or paper form. In many cases this will result in their https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN
%20Responsibilities_2013.pdf Custodians Custodians are responsible for the safekeeping and maintaining of records of the collective investment vehicle’s assets, be these in electronic or paper form. In many cases this will
circumstance, many audit firms in the capital market tend to postpone nomination of persons to apply for approval as auditor in the capital market, which may cause the number of auditors in the capital market
appointment of a new trustee within 30 days from the date of the unitholders’ resolution. In case of PE Trusts, it is within 90 days.REITs and Infra Trusts are listed securities and have many investors