(1) may be proceeded through a derivatives business operator approved by the SEC or registered with the SEC Office or through a person granted an approval in accordance with the Notification of the

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event of any violation or failure to comply with the rules**, it shall be deemed that ACC has not been approved to offer newly issued shares through PP within the meaning of the Notification. In such

investment.  The conducts of all three contravened rules and regulations set forth in the Notification of the Capital Market Supervisory Board. In particular, both {D} and {A} failed to properly discharge

following rules: (1) In case of a natural person, the management company shall appoint a person approved by the Office pursuant to the Notification of the Office of the Securities and Exchange Commission

to the following rules: (1) In case of a natural person, the management company shall appoint a person approved by the Office pursuant to the Notification of the Office of the Securities and Exchange

of private funds under (2), the management company shall appoint a juristic person approved by the Office pursuant to the Notification of the Office of the Securities and Exchange Commission regarding