) implementing the portfolio according to the asset allocation plan; (4) monitoring and rebalancing the portfolio; and (5) providing consolidated reports for customers’ review;2.     The wealth advice service

)    Basic investment knowledge;(2)    Understanding investment products;(3)    Understanding digital assets and related risks;(4)    Investment diversification and monitoring;(5)    Understanding

company's management and monitoring on personnel systems did not comply with professional standards. In this regard, the SEC warned KPMG Phoomchai Business Advisory Ltd. to emphasize on compliance with

sufficient systems for monitoring securities trading and other services provided to their customers so as to prevent the commission of offenses under such Acts.?

incurred from registration of land transfer by split equally. Maintenance fee 15 years, the total value of 11,404,800 Baht 1.4 Total Value of transactions and Criteria on Pricing The total cost for land and

Shareholders’ Meeting approves capital restructuring.The Extraordinary Shareholders’ Meeting (EGM) approves a series of transactions, namely (i) a reverse stock split of ordinary and preferred shares at a ratio

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), submitted orders for clients to trade shares of Unique Engineering and Construction PCL., (UNIQ) in a manner that inflated the share prices.  The order were split into a number of orders despite it could be

information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit

Following the SEC's monitoring and examination of Bitazza operations, it was found that the company has significant deficiencies in critical systems related to the operation of digital asset business