matter are welcome until December 13, 2012. Under the draft revision, securities issuers will be required to disclose additional information in a registration statement, an annual registration statement

sufficient retirement savings. Comments and suggestions on the matter are welcome until November 10, 2012.The proposed revision aims to help support employee?s living after resignation. Provident fund?s member

another person's trading account and arranging financial matter for such investor. As the employer has already put her on a three-month suspension, the SEC is suspending her for the remaining three months

; while for inquiries in this matter, please call 0-2263-6000. 

serving as a director or executive, at the maximum statutory penalties.In addition, the SEC has referred this matter to the Anti-Money Laundering Office (AMLO) for further action within its authority, as

, as well as a bar from serving as a director or executive, at the maximum statutory penalties.In addition, the SEC has referred this matter to the Anti-Money Laundering Office (AMLO) for further

committee inform their interests in the matter under consideration; (2) the trust manager shall ensure that the members of the investment committee with interests in the matter under consideration, whether

pproving the i ment to the be in accord pproving the ny matter (if any) on of List to be on Octo of the lists of of the Comp to their resp 019. In this re o the existing inary General s’ meeting als thorized

under this Chapter; (2) In cases where type of administrative sanction applicable to the alleged person is not the authority of the SEC Office, the SEC office shall propose the matter to the

securities business is lost or destroyed, the association related to securities business may submit an application for a substitute of the license. Clause 6 A license for establishment shall take effect on its