Commission No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of Conduct ______________________ Currently, each securities company undertakes various categories of securities businesses but
-General said ?The report reflects continuous development of Thailand asset management industry and the maintenance of high standards, with rooms for further improvement. The report was based on the year end
with fair treatment and transparency, and increase flexibility for management of member contribution. Most respondents agreed with the proposed amendments and suggested further details for the
Trading plans without being regarded as carrying out the securities business of private fund management or derivatives fund management, respectively. These rules have been in effect from 16 May 2019
Malee Group Public Company Limited and Its Subsidiaries Management Discussion and Analysis For the year ended 31 December 2019 1. Year 2019 Highlights Figure 1: Quarterly results In Q4/2019, the
15, 2020 Subject: Management Discussion and Analysis for the 1st Quarter ended 31 March 2020 To: The President The Stock Exchange of Thailand Operating results of S 11 Group Public Company Limited
control system which is sufficient and reliable for supervising its auditors’ work to comply with the professional standards on a continuous basis. Such audit quality control system complies with https
methodology remains unchanged.? Vorapol Socatiyanurak, SEC Secretary-General said that ?The SEC has supported listed companies in elevating their corporate governance in line with international standards. AGMs
Bangkok, March 14, 2016 ? The SEC in cooperation with the Association of Investmeent Management Companies (AIMC) will jointly prepare Thailand: Institutional Investor Code as a guideline for
for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services _____________ By virtue of Section 98(10) and Section 139(4) of the Securities and Exchange