Authority ประเทศนิวซีแลนด์ และ Mr. Gerard Fitzpatrick, Senior Executive Leader จาก Australian Securities and Investments Commission (ASIC) ประเทศออสเตรเลีย
GovTech.” She joined a panel discussion on the topic “Digital Leader: Shaping Tomorrow.” This event, organized by the Digital Government Development Agency (Public Organization), served as a forum for
ใต้หัวข้อ “Digital Leader: Shaping tomorrow” ซึ่งสำนักงานพัฒนารัฐบาลดิจิทัล (องค์การมหาชน) (สพร.) ได้จัดขึ้น เพื่อให้เป็นเวทีเสวนาในการแชร์ประสบการณ์ของผู้นำยุคดิจิทัลและเปิดโอกาสให้ผู้ฟังได้รับทราบถึง
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities
Capital Market dated June 3, 2014, which would be subject to revocation of an approval as fund manager and setting the period for acceptance of re-application for approval as capital market personnel for
for normal situations, business operators must receive the SEC’s prior approval. Hence, business operators requested more clarity as to which operational systems are required and a streamlined process
benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a
Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval