, foreign issuers issuing baht bonds must seek approval from the SEC in accordance with the specified criteria, such as qualifications of foreign issuers, requirements on financial advisors and intermediaries
advisors as well as knowledge enhancement of securities firms and investor contacts regarding product features and clients? risk profiles. Meanwhile, the SEC is promoting investor education to help investors
operations.The requirement to appoint independent directors, however, will not apply to certain cases; for example, securities and derivatives investment advisors due to their relatively small size and few staffs
Bangkok, August 26, 2014 ? The SEC supports commercial banks and their subsidiaries to expand their businesses in relation to new capital market products by taking roles of financial advisors
e-service Online Submission See canceled document Derivatives Advisors >> Business Operation Rules Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivatives Act
attendance to join the meeting and vote at the Extraordinary General Meeting of Shareholders No. 1/2020. 3. Approval of significant changes in the objectives of using IPO funds in the event that there is a
ready as an accessible platform for people of all ages to achieve their goals. We invite interested businesses to join us as we continue our activities under this Initiative throughout the first quarter
of gender equality. As a result of successful project implementation in 2022 with many parties interested to join, this year’s target groups have been expanded to cover those women in all listed