Bualuang Securities Public Company Limited Between 1 September 2022 and 15 September 2024, Bualuang Securities Public Company Limited (“Bualuang Securities”) maintained an internal investment

e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies   Type Title Section See Document Status Notified Date Effective Date 1

considered in contravention of the second paragraph of Section 281/2 in conjunction with Sections 89/7, 307 and 311 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) with Sections 83 and 86 of the

unlawful gains for the benefit of herself and others, in violation of Section 311 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). Phra Suthep Arpassaro (Panpai) and Vachala Pisitsak were also

e-service Online Submission See canceled document Securities Brokerage Business >> Short Sale Provisions (section 98(5))   Type Title Section See Document Status Notified Date Effective Date 1. Act

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CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification