; while for inquiries in this matter, please call 0-2263-6000.
serving as a director or executive, at the maximum statutory penalties.In addition, the SEC has referred this matter to the Anti-Money Laundering Office (AMLO) for further action within its authority, as
, as well as a bar from serving as a director or executive, at the maximum statutory penalties.In addition, the SEC has referred this matter to the Anti-Money Laundering Office (AMLO) for further
committee inform their interests in the matter under consideration; (2) the trust manager shall ensure that the members of the investment committee with interests in the matter under consideration, whether
trust, the Requirements for All Types of Trust set out in Chapter 1. The applicant is also required to present a restriction on the unit transfer that would prohibit any transfer, save for inheritance
under this Chapter; (2) In cases where type of administrative sanction applicable to the alleged person is not the authority of the SEC Office, the SEC office shall propose the matter to the
) of parties executing the transaction with the reporting person (if known)) ( ) Subscription in excess of rights offering ( ) Exercise of conversion rights ( ) By way of inheritance ( ) Other (please
dated 6 September 2013, and other relevant rules. The SEC Office hereby recommends the name of the contact officer in this matter: Ms Lalida Chuayrak, Tel: 0-2263-6255. Please kindly be informed and