. In particular, the account opening and KYC system is inadequate, resulting in the company’s failure to know its clients and verify the true identity of the clients or beneficial owners. These
of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its client activity oversight was insufficient to effectively verify the identity of clients or their
in operation but changing identity or office after being raided and charged by the SEC. Investors should therefore take precaution and not making any investments with companies not licensed by the SEC
public email, e.g., twitter, facebook, as client? identity cannot be verified through these channels as client may give other his/her login name and password to send trading orders. In case client sends
ผู้ประกอบธุรกิจได้ให้ข้อมูลแก่ลูกค้าเป็นปกติอยู่แล้วสำหรับการโอนย้ายข้อมูลไปยังบุคคลอื่นตามความประสงค์ของลูกค้านั้น ปัจจุบันภาครัฐและเอกชนมีแนวคิดในการพัฒนาระบบงานกลาง เช่น ฐานข้อมูล Digital Identity
รู้จักลูกค้า (ก) การพิสูจน์ตัวตน (Identity proofing) (ข) การยืนยันตัวตน (Authentication)
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-Customer (KYC) and Customer Due Diligence (CDD) procedures for registrants’ identity authentication, retention of data and support documents, as well as relevant risk management processes. These practices
which covers the methods for selection and evaluation of cloud providers, review of the qualifications of the cloud providers, the terms of services, and inspection of records and evidence; (2) policy on