operations during rectification period and undertakings in case of failure to rectify. The proposed revision aims to mitigate undesirable impacts on securities firms? clients and counterparties as well as the

business operations and mitigate undesirable impacts especially    the operational risks. The proposed revisions include rectification of non-compliance with capital requirement and imposition of operational

Mr. Jakkaphong Jakrajutatip Jakkaphong, as a person responsible for the operations of the legal entity, caused JKN to commit the aforementioned offense. He is therefore subject to the same penalty

Ms. Nongnuch Saklong Ms. Nongnuch Saklong, an authorized director of TAB Trading Company Limited, was responsible for the company's operations. Her failure to perform the required duty of her

Mrs. Nuntip Soisri Mrs. Nuntip Soisri is an authorized director of SAI BURAPHA Company Limited, was responsible for the company's operations. Her failure to perform the required duty of her

Mr. Natpakal Klahan Mr. Natpakal Klahan, an authorized director of BSC SERVICE 2018 Company Limited, was responsible for the company's operations. His failure to perform the required duty of his

responsible for the company's operations. His failure to perform the required duty of his position resulted in the offence committed by Generation S Company Limited concerning the case that Generation S

Mr. Somsak Deekay, Mr. Somsak Deekay, an authorized director of K2J MARKETING Company Limited, was responsible for the company's operations. His failure to perform the required duty of his

is responsible for the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient

the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system