while securities company is able to meet requirements of the customers, and may also help increase the liquidity and improve the bond secondary market and the mutual fund market. However, securities
website beforehand. Currently, only digital asset business operators who have been operating since before 14 May 2018 and apply for licenses within 14 August 2018 are allowed to continue their business
First application and website: www.sec.or.th/licensecheck. Further inquiries and signs of suspicious activities can be sent for fact-finding to the “SEC Help Center” via telephone hotline 1207 or SEC
apply for the Type D license (limited brokerage, dealing or underwriting of investment units) and investment advisory service license. The revisions would help investing public to have greater access to
business operating results. It could be considered as another important investment alternative for mutual funds, private funds, and provident funds for investment diversification. In addition, as
will help business operators realize that issuing shares, debentures, or other types of fundraising through the capital market is not too complicated or costly. Rather, it will be alternative fundraising
ensure transparency and benefits for investors? decision making. Foreign CRAs wishing to do business in Thailand must already be operating in their home country and recognized internationally. Only
Investors SEC and Investors Be Wary of Investment Fraud Investment Governance Code for Institutional Investors (I Code) SEC Help Center Resources for Investors fb Start-to-Invest Investor Alert Investor Alert
Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries