August 2019 Subject: Notification of Resolutions of the Board of Directors’ Meeting No. 9/2019 on Disposal of Assets and Execution of Connected Transactions on Disposal of Investment in SUT Global Co., Ltd
or any other circumstances indicating the applicant’s financial hardship, including not having any reasonable ground to believe that the applicant has any deficiency or inappropriateness regarding the
to cause damage or any other circumstances indicating the applicant’s financial hardship, including not having any reasonable ground to believe that the applicant has any deficiency or
for several persons who use services of such financial institutions or several levels through an omnibus account; (e) monitor the clients’ execution of transactions closely. While reviewing and revising
clients’ execution of transactions closely. While reviewing and revising the clients’ information under Paragraph 1(3) is in process, the intermediary shall provide services to the clients with regard to