SEC Search

SEC conducted a public hearing on the draft amendment of annual registration statement/annual report of listed companies and registration statement for securities offering

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=566

SEC public hearing on drafted amendment regulations on repurchase or reverse repurchase agreement (repo/reverse repo) of the securities companies and the derivatives intermediaries

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=649

The SEC welcomes public comments on the proposed revisions to the regulations on approval of appraisal companies and lead appraisers for capital market transactions

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=688

SEC Thailand’s public hearing on proposed amendments and drafted regulation on unitholder data collection of mutual funds to sustain asset management companies in capital market.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=715

SEC Thailand’s public hearing on proposed principles and draft regulation on requiring asset management companies to acquire data of provident fund members

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=852

SEC Thailand’s Public Hearing on Draft Guideline for Sales Promotion of Investment Units of Mutual Funds of the Association of Investment Management Companies.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=911

SEC public hearing on proposed amendments and draft notifications of the SPO regulations and mai/SET listing rules for LiVEx-listed companies

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=1024

SEC seeks public comments on the proposed private placement regulations for LiVEx-listed companies to promote the capital market as a key fundraising mechanism for SMEs

). In this regard, the SEC has considered introducing PP regulations governing the offering of newly issued shares and CDs by LiVEx-listed companies. The proposed regulatory framework is intended to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12692

SEC revises the regulations allowing Thai ESG funds to invest in shares of listed companies participating in the JUMP+ Program, effective from 1 March 2026

The SEC issued the notification in accordance with the principles approved by the Capital Market Supervisory Board at the meeting in December 2025, under which shares of listed companies

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12607

SEC public hearing on a proposed amendment to the regulations on approval of appraisal companies and lead appraisers for capital market transactions to enhance convenience and reduce burdens on the

compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8773