’ Meeting by the Management Company and Information Disclosure _____________ By virtue of Section 123 of the Securities and Exchange Act B.E. 2535 (1992) and Clause 2(1), Clause 8, Clause 10, Clause 12
companies domestically, internationally, and across different industry groups. This also benefits investors' analysis and investment decisions. Furthermore, the SEC is currently developing guidelines to
as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment management business operators to administer their investment with the best interests for the
commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment management business operators to administer their investment with the best interests of the
and guidelines for overseeing risk management and management of digital wallets and keys as well as communication to clarify such policy, action plans and procedures, work supervision and internal
guidelines for controlling and examining client?s information and transactions. In 2007-2011, the SEC conducted inspection on operational procedures of securities company, asset management company, and
Commission OrThor./Nor. 5/2547 Re: Guidelines for the Operation Control and Security Policy on Information Technology of the Securities Company 20/07/2004 01/01/2005 3. Circular OrThor./Nor. 15/2547 09